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 Memoranda Prepared by Schwartz & Ballen, 2002 

Amendments to FTC's Telemarketing Sales Rule (12-20-02)
SEC's Proposed Rule on Broker-Dealer Exemptions for Banks(11-7-02)
SEC's Proposed Rule on Disclosures Under the Sarbanes-Oxley Act of 2002 (10-31-02)
FinCEN's Proposed Rule on Anti-Money Laundering Programs for Insurance Companies (9-19-02)
FinCEN's Final Rule on Information Sharing Practices Designed to Deter Money Laundering and Terrorist Activity (9-19-02)
Public Company Accounting Reform and Investor Protection Act of 2002 - Detailed Summary  (7-22-02)
Public Company Accounting Reform and Investor Protection Act of 2002 (7-17-02)
Federal Deposit Insurance Reform Act of 2002 (5-24-02)
FCC's Final Rule on Electronic Activities of National Banks (5-22-02)
Federal Reserve Board's Revisions to Regulation Z Official Staff Commentary 4-10-02)
OCC's Opinion that Gramm-Leach-Bliley Act Preempts Selected Provisions of Massachusetts Law
(3-20-02)
Treasury Department's Request for Public Comment for Study on Information Sharing Practices
(2-17-02)
Proposed Rule by FTC To Modify the Telemarketing Sales Rule (2-5-02)
Proposed Rule Implementing USA Patriot Act:  Requirement of Brokers or Dealers in Securities to Report Suspicious Transactions (1-14-02)
California's Data Privacy Law(12-4-02)

Federal Reserve Board's Regulation on Sections 23A and 23B (11-1-02)

FinCEN's Proposed Rule on Suspicious Activity Reporting for Insurance Companies (10-17-02)

Treasury's Final Rule Implementing USA Patriot Act: Foreign Bank Correspondent Accounts (9-19-02)

Sarbanes-Oxley Act of 2002 (7-26-02)
Treasury's Interim Rule on Anti-Money Laundering Programs for Corres-pondent and Private Bank Accounts (7-25-02)
Proposed Patriot At Rules on Customer Identification
(7-19-02)
Treasury's Final Rule Requiring Brokers-Dealers to Report Suspicious Transactions (7-2-02)
FTC Final Rule on Standards for Safeguarding Customer Information (5-23-02)
Treasury Department's Interim Final Rule on Anti-Money Laundering Programs for Financial Institutions
(4-24-02)
Comment Letter to FinCEN on Proposed Rule on USA Patriot Act Information Sharing (4-3-02) 
Treasury's Proposed/Interim Rules on Information Sharing Practices Designed to Combat Money-Laundering and Terrorism (3-5-02)
Banking Agencies' Final Rule for Capital Requirements for Nonfinancial Equity Investments (2-4-02)
Proposed Rule Implementing USA Patriot Act:  Foreign Bank Correspondent Accounts (1-14-02)
Interim/Proposed Rule Implementing USA Patriot Act:  Reporting of Certain Currency Transactions by Non-financial Trades or Business (1-14-02)




Updated:  05/15/2003